John Thomas Financial Privacy Policy

Your Privacy is important to us
In the course of serving your account John Thomas Financial may obtain personal information about you. Obtaining this information is important to help us deliver the finest service for your account. We are committed to maintaining the confidentiality of the information furnished by you. This policy describes what types of information we collect and with whom we might share that information and what steps we take in order to safeguard your privacy.

Information that we have about you
When you open an account we collect personal information from you, including some of the following but not necessarily limited to:

• Your name and address
• Your age, occupation and marital status
• Your phone number
• Your email address
• Detailed financial information concerning your assets and investment experience
• Social Security number
• Drivers license

Additionally, we may obtain personal information about as follows:

• Information we receive when we communicate with you through the phone, mail or electronically.
• Your transactions with us or when you request information about our products and services
• Through our affiliates, and those product sponsors with whom we have selling agreements or other arrangements for the provision of services to you whose products you own

Disclosure of your personal information within John Thomas Financial
Your information may be shared within our organization or with affiliates to the extent that we need to service your account. John Thomas Financial is a registered Broker Dealer and as such will release information to the various regulatory bodies under whose jurisdiction we operate including for examinations and other compliance requests. We may also release personal information in order to comply with federal, state or local laws or instances where a properly executed criminal, civil or regulatory subpoena or similar instrument pursuant to a request from such authorities.

Protection of your personal information
Only employees have limited access to your personal information. In instances where your information needs to be accessed it is either in a password protected computer systems or in a locked area accessible only by authorized personnel for purposes such as servicing your account or for compliance or regulatory purposes.