Legal Policy

John Thomas Financial is a Registered Broker Dealer headquartered at 14 Wall Street 5th Floor New York, NY 10005. John Thomas Financial is a member of the FINRA as well as a member of SIPC.

John Thomas Financial Registered Representatives are only permitted to conduct business with residents of the States and or jurisdictions for which they are properly registered. Contact your local John Thomas Financial office for information and availability. Products and services referred to on this web site may not be available in all states. To request information for your particular State please contact your John Thomas Financial Consultant. John Thomas Financial is not soliciting business in any state or international jurisdictions where it is not registered.

No statement within the website should be construed as a recommendation to buy or sell a security or to provide investment advice. The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject John Thomas Financial to any registration requirement within such jurisdiction or country.

Neither John Thomas Financial nor its Registered Representatives are engaged in rendering legal, accounting or tax advice. Any information or service provided by John Thomas Financial or its representatives is not to be construed as legal/accounting/tax advice or opinion. John Thomas Financial recommends that before acting on any advice or information provided by John Thomas Financial or its representatives that you should consult with your attorney or CPA before making any investment decisions.

Links to third-party sites such as our clearing agent are provided for your convenience. Such sites are not within our control and may not follow the same privacy, security, or accessibility standards as ours. The third-party is responsible for the content and availability of its sites, partners or advertisers.

John Thomas Financial does not warrant the accuracy of the materials provided herein, either expressed or implied. John Thomas Financial does not guarantee the accuracy or completeness of the information or make any warranties with regard to the results to be obtained from its use. John Thomas Financial will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, Neither John Thomas Financial nor any of its affiliates, directors, officers or employees, have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption or any other use of this site, regardless of cause.